Credit Licencing

Level 3 / 97 Pacific Hwy
North Sydney NSW 2060

P: 1300 136 947
F: 1300 136 948
E: Click Here

Ongoing Compliance Support

ASIC’s licence compliance requirements can be complex and for some licence holders vague in the obligations and paperwork required. Managing multiple compliance registers must be integrated into the licensee’s business while not burdening the company with paperwork.

To assist ACL holders and their authorised representatives, Credit Licensing Services have several compliance management packages to assist in the management of your responsibilities ensuring compliance with ASIC and industry regulations.

These packages are designed to give you the piece of mind that you are compliant, or the ability to outsource the heavy burdens of this compliance regime and the need to deal directly with ASIC.

Our ongoing compliance support has been separated into three tiers in order to provide our clients with the greatest level of consideration and flexibility.

Protect your business by ensuring your documents are ASIC compliant!

Please click on the level of support you are interested in for more details and pricing.

 



 

File Check & Document and Register Check

  1. File Compliance Review
    ($449 + GST)
    • This service is for both ACL holders and their authorised representatives to ensure that their client files are compliant and contain necessary documentation as specified under RG206 and the NCCP Act.
      Includes:
      • One (1) file review.
  2. ASIC Compliance Documents and Internal Register Review
    ($895+ GST)
    • This service offers you the peace of mind that your internal compliance registers and client files meet the NCCP and ASIC regulations.
      Includes:
      • One (1) file (Value $449).
      • File Compliance Review (Value $895).
  3. Update of internal Compliance Registers and Documents
    ($1650 + GST)
    • An up to date suite of ASIC compliant Internal Registers and Documents to ensure that your office meets the obligations specified under the NCCP.
      Includes:
      • One (1) file review (Value $449).
      • Review of existing "Documents and Registers"(Value $895).
      • Suite of ASIC Documents & Registers (Value $895).

ASIC Documents: Update Preparation & Submission

  1. ASIC Annual Compliance Certificate Package
    ($2,860 + GST)

    • This package provides a review and update to your existing compliance processes. Professional submission of your ASIC Annual Compliance Certificate, with a compliance specialist to deal with ASIC on your behalf.
      Includes:
      • One (1) file review (Value $449).
      • Review of existing "Documents and Registers"(Value $895).
      • Suite of ASIC Documents & Registers (Value $895).
      • Preparation of Annual ASIC Return (Value $895)
      • ASIC Australian Credit Register amendments (Value $895)
      • Submission of Annual Compliance Certificate (Value $895)

Annual Compliance Management Support

  1. Annual Compliance Management Support Subscription
    ($3,850 + GST)
    • This subscription provides ongoing management support for your compliance team in relation to the NCCP act. In addition the inclusions outlined within the "ASIC Annual Compliance Certificate Package" the subscription offers full telephone and email support* to assist in deciphering complex ASIC language and clarifying the sometimes vague obligations. The subscription also includes a complete 12 months CPD program (compliant with both ASIC and the MFAA) for the appointed "Responsible Manager". CPD hours are delivered via an online training course platform and through interactive monthly webinars.
      (Additional CPD Subscriptions may be purchased for additional Credit Representatives).
      Includes:
      • One (1) file review (Value $449) 
      • Review of existing "Documents and Registers"(Value $895).
      • Suite of ASIC Documents & Registers (Value $895).
      • Preparation of Annual ASIC Return (Value $895)
      • ASIC Australian Credit Register amendments (Value $895)
      • Submission of Annual Compliance Certificate (Value $895)
      • 12 months telephone and email support* (Value $849)
      • 30 hours of CPD for Responsible Manager (Value $349)
      (NOTE: Additional CPD subscriptions available for the discounted price of $249 when ordered with the "Compliance Management Support Subscription")
Notes:

* Telephone & Email Support - This service is limited to issues that can be resolved within 30 minutes. Should the enquiry require further time Credit Licencing reserves the right to charge at the consulting rate of $220 per hour plus GST. The client will be informed prior to the commencement of "time billing".

** To ensure that we can continue to provide competitively priced packages to the industry, all services and reviews are offered on a "desktop" basis. Should an on-site visit be required Credit Licencing will charge a consulting rate of $220 per hour and will require reimbursement of all reasonable travel and accommodation costs incurred in the delivery of the services.

For further information and for individual consultation fees, please discuss the matter with your appointed officer.

 

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